SEC Form 4 · accession 0001246360-17-000130
MANITOWOC CO INC · MTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis F. Raymond
Officer — VP General Counsel & Secretar
Period of report
Dec 31, 2016
Accepted (ET)
Jan 10, 2017 · 3:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2016 | J | 2,364 | $0.00 | A | 12,454 | I | RSVP 401k Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Net increase of 2363.5665 shares between 03/14/16 (when Form 3 was filed showing 401K shares up to that date) and 12/31/16 under the Company's 401(k) plan, due to acquisitions of shares, plan maintenance fees and required plan forfeitures and withdrawals under IRC safe harbor rules, all of which are exempt from Section 16(b) pursuant to rule 16b-3 and exempt from reporting pursuant to rule 16a-3(f)(1)(i)(B).