SEC Form 4 · accession 0001246360-16-007260
MANITOWOC CO INC · MTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G Musial
Officer — SVP Human Resources & Administ
Period of report
Dec 1, 2016
Accepted (ET)
Dec 2, 2016 · 10:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2016 | M | 74,100 | $0.9001 | A | 263,638 | D | |
| Common Stock | Dec 1, 2016 | M | 87,300 | $2.3165 | A | 350,938 | D | |
| Common StockF1 | Dec 1, 2016 | M | 161,400 | $6.0938 | D | 189,538 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 02.24.2009EmpStockOption | $0.9001 | Dec 1, 2016 | M | 74,100 | D | Feb 24, 2011 | Feb 24, 2019 | Common Stock | 74,100 | 0 | D |
| 02.11.2010EmployeeStockOption | $2.3165 | Dec 1, 2016 | M | 87,300 | D | Feb 11, 2012 | Feb 11, 2020 | Common Stock | 87,300 | 0 | D |
Explanation of responses
- F1Weighted average price of shares sold with sales ranging from a low of $6.0550 to a high of $6.15.