SEC Form 4 · accession 0001246360-16-005294
MANITOWOC CO INC · MTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Pennypacker
Officer — President & CEO
Period of report
Mar 28, 2016
Accepted (ET)
Mar 30, 2016 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061986
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 03.28.2016OfficerOptionF1,F2 | $2.02 | Mar 28, 2016 | A | 618,812 | A | Mar 28, 2017 | Mar 28, 2026 | Common Stock | 618,812 | 618,812 | D |
Explanation of responses
- F1Options granted under The Manitowoc Company, Inc. 2013 Omnibus Incentive Plan
- F2Options vest in 25% increments annually beginning on date indicated in the "Date Exercisable" column.