SEC Form 4 · accession 0001246360-16-004563
MANITOWOC CO INC · MTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maurice D Jones
Officer — SVP, General Counsel and Secre
Period of report
Feb 16, 2016
Accepted (ET)
Feb 17, 2016 · 2:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 16, 2016 | A | 14,934 | $15.231 | A | 166,770 | D | |
| Common StockF3 | Feb 16, 2016 | S | 4,857 | $15.231 | D | 161,913 | D | |
| Common StockF1 | holding | — | — | — | 5,708 | I | RSVP 401k Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Net increase of 159.0818 shares between 12/31/14 and 12/31/15 under the Company's 401(k) plan, due to acquisitions of shares, plan maintenance fees and required plan forfeitures and withdrawals under IRC safe harbor rules, all of which are exempt from Section 16(b) pursuant to rule 16b-3 and exempt from reporting pursuant to rule 16a-3(f)(1)(i)(B).
- F2Award of performance shares granted in 2013, fully vested and certified on 02/16/2016.
- F3Shares sold for tax purposes.