SEC Form 4 · accession 0001246360-15-001407
MANITOWOC CO INC · MTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl J Laurino
Officer — SVP and CFO
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2015 | M | 29,268 | $0.00 | A | 131,148 | D | |
| Common Stock | Mar 3, 2015 | J | 13,166 | $22.54 | D | 117,982 | D | |
| Common Stock | holding | — | — | — | 1,200 | I | Held by Spouse in IRA | |
| Common StockF1 | holding | — | — | — | 29,656 | I | RSVP 401k Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 050305EmpStockOption (rtb) | $10.14 | Mar 3, 2015 | M | 29,268 | D | May 3, 2007 | May 3, 2015 | Common Stock | 29,268 | 0 | D |
Explanation of responses
- F1Net increase of 92.6674 shares between 12/31/13 and 12/31/14 under the Company's 401(k) plan, due to acquisitions of shares, plan maintenance fees and required plan forfeitures and withdrawals under IRC safe harbor rules, all of which are exempt from Section 16(b) pursuant to rule 16b-3 and exempt from reporting pursuant to rule 16a-3(f)(1)(i)(B).