SEC Form 4 · accession 0001246360-15-001406
MANITOWOC CO INC · MTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G Musial
Officer — SVP HR and Administration
Period of report
Nov 2, 2010
Accepted (ET)
Mar 5, 2015 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 20,971 | I | RSVP 401k Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 050305EmpStockOption (rtb)F2 | $10.14 | Nov 2, 2010 | G | 32,000 | D | May 3, 2007 | May 3, 2015 | Common Stock | 0 | 0 | D |
Explanation of responses
- F1Net increase of 65.5302 shares between 12/31/13 and 12/31/14 under the Company's 401(k) plan, due to acquisitions of shares, plan maintenance fees and required plan forfeitures and withdrawals under IRC safe harbor rules, all of which are exempt from Section 16(b) pursuant to rule 16b-3 and exempt from reporting pursuant to rule 16a-3(f)(1)(i)(B).
- F2Stock options gifted by the reporting person to the Musial Family Endowment Trust on November 2, 2010 from the May 3, 2005 grant.