SEC Form 4 · accession 0001246360-15-001009
MANITOWOC CO INC · MTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maurice D Jones
Officer — SVP, General Counsel and Secre
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Feb 17, 2015 | A | 17,945 | $21.80 | A | 85,009 | D | |
| Common StockF4 | Feb 17, 2015 | A | 16,068 | $21.80 | A | 101,077 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 02.17.2015OfficerStockOptionF1,F2 | $21.80 | Feb 17, 2015 | A | 32,666 | A | Feb 17, 2016 | Feb 17, 2025 | Common Stock | 32,666 | 32,666 | D |
Explanation of responses
- F1Options granted under The Manitowoc Company, Inc. 2013 Omnibus Incentive Plan
- F2Options vest in 25% increments annually beginning on date indicated in the "Date Exercisable" column.
- F3Grant of restricted stock units (RSUs) vest 100% on 02/17/2018.
- F4Award of performance shares granted in 2012, fully vested and certified on 02/17/2015.