SEC Form 4 · accession 0001246360-15-000386
MANITOWOC CO INC · MTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maurice D Jones
Officer — SVP, General Counsel and Secre
Period of report
Jan 23, 2015
Accepted (ET)
Jan 27, 2015 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 23, 2015 | A | 81 | $19.295 | A | 67,064 | D | |
| Common StockF1 | holding | — | — | — | 5,549 | I | RSVP 401k Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Net increase of 118.0282 shares between 12/31/13 and 12/31/14 under the Company's 401(k) plan, due to acquisitions of shares, plan maintenance fees and required plan forfeitures and withdrawals under IRC safe harbor rules, all of which are exempt from Section 16(b) pursuant to rule 16b-3 and exempt from reporting pursuant to rule 16a-3(f)(1)(i)(B).
- F2Common Stock Units acquired in transactions exempt under Rule 16b-3(d) under the Company's Deferred Compensation Plan. This Plan provides for tax withholding rights.