SEC Form 4 · accession 0001209191-18-028241
AMPCO PITTSBURGH CORP · AP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Stanik
Officer — Chief Executive Officer · Director
Period of report
May 3, 2018
Accepted (ET)
May 7, 2018 · 12:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006176
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2018 | F | 1,305 | $9.20 | D | 31,861 | D | |
| Common Stock | May 5, 2018 | M | 1,750 | $0.00 | A | 33,611 | D | |
| Common Stock | May 5, 2018 | F | 483 | $9.35 | D | 33,128 | D | |
| Common Stock | May 5, 2018 | F | 1,296 | $9.35 | D | 31,832 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | May 5, 2018 | M | 1,750 | D | — | — | Common Stock | 1,750 | 0 | D |
Explanation of responses
- F1Represents the portion of restricted stock units granted on May 5, 2015, vested on May 5, 2018 and previously reported on Table II of Form 4 filed May 7, 2015.
- F2Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock.
- F3The reporting person received a grant of 5,248 restricted stock units, which vest in 3 annual installments, beginning on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2017. The final 1/3 of the restricted stock units vested on May 5, 2018 and is reported on table I of this form 4.