SEC Form 4 · accession 0001209191-17-037539
AMPCO PITTSBURGH CORP · AP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria Trainor
Officer — V.P. & General Counsel
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 10:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006176
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2017 | M | 557 | $0.00 | A | 7,767 | D | |
| Common Stock | Jun 1, 2017 | F | 207 | $16.70 | D | 7,560 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jun 1, 2017 | M | 557 | D | — | — | Common Stock | 557 | 557 | D |
Explanation of responses
- F1Represents the vested portion of restricted stock units granted on June 1, 2015 and previously reported on Table II of Form 4 filed June 3, 2015
- F2Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock.
- F3The reporting person received a grant of 1,070 restricted stock units, which vest in 3 annual installments, beginning on June 1, 2016. 1/3 of the restricted stock units vested on June 1, 2016. 1/3 of the restricted stock units vested on June 1, 2017 and is reported on Table I of this Form 4. The remainder will continue to vest in one installment through the remainder of the term.