SEC Form 4 · accession 0001209191-17-031280
AMPCO PITTSBURGH CORP · AP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria Trainor
Officer — V.P. & General Counsel
Period of report
May 5, 2016
Accepted (ET)
May 10, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006176
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 5, 2016 | A | 2,938 | $0.00 | A | 3,288 | D | |
| Common StockF2 | May 3, 2017 | A | 3,922 | $0.00 | A | 7,210 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | holding | — | — | — | — | — | Common Stock | 1,114 | 1,114 | D |
Explanation of responses
- F1The grant of these shares was inadvertently omitted.
- F2Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.
- F3Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock.
- F4The reporting person received a grant of 1,670 restricted stock units, which vest in 3 annual installments, beginning on June 1, 2016. 1/3 of the restricted stock units vested on June 1, 2016. The remainder will continue to vest in two installments through the remainder of the term.