SEC Form 4 · accession 0001209191-16-118345
AMPCO PITTSBURGH CORP · AP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Rodney Scagline
Officer — President of Union Electric
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 11:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006176
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2016 | M | 1,908 | $0.00 | A | 1,908 | D | |
| Common Stock | May 5, 2016 | F | 581 | $18.70 | D | 1,327 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | May 5, 2016 | M | 1,908 | D | — | — | Common Stock | 1,908 | 3,817 | D |
Explanation of responses
- F1Represents the vested portion of restricted stock units granted on May 5, 2015.
- F2Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock.
- F3The reporting person received a grant of 5,725 restricted stock units, which vest in 3 annual installments, beginning on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2016 and is reported on Table I of this Form 4. The remainder will continue to vest in two installments through the remainder of the term.