SEC Form 4 · accession 0001209191-15-040064
AMPCO PITTSBURGH CORP · AP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marliss Johnson
Officer — Vice President
Period of report
May 5, 2015
Accepted (ET)
May 7, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006176
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | May 5, 2015 | A | 1,907 | A | — | — | Common Stock | 1,907 | 1,907 | D |
| Non-Qualified Stock OptionsF1 | $37.89 | holding | — | — | — | — | Sep 4, 2018 | Common Stock | 15,000 | 15,000 | D |
| Non-Qualified Stock OptionsF1 | $13.37 | holding | — | — | — | — | Feb 19, 2019 | Common Stock | 15,000 | 15,000 | D |
| Non-Qualified Stock OptionsF1 | $25.77 | holding | — | — | — | — | Feb 18, 2020 | Common Stock | 15,000 | 15,000 | D |
| Non-Qualified Stock OptionsF2 | $25.18 | holding | — | — | — | — | May 5, 2021 | Common Stock | 8,500 | 8,500 | D |
| Non-Qualified Stock OptionsF2 | $17.67 | holding | — | — | — | — | May 3, 2022 | Common Stock | 8,500 | 8,500 | D |
| Non-Qualified Stock OptionsF2 | $17.16 | holding | — | — | — | — | May 2, 2023 | Common Stock | 8,500 | 8,500 | D |
| Non-Qualified Stock OptionsF2 | $20.00 | holding | — | — | — | — | Apr 29, 2024 | Common Stock | 8,500 | 8,500 | D |
Explanation of responses
- F1Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optonee continues employment with the Issuer through the date of vesting: 33% on the grant date, 66% on the first anniversary of the grant date, 100% on the second anniversary of the grant date.
- F2Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the first anniversary of the grant date, 66% on the second anniversary of the grant date and 100% on the third anniversary of the grant date.
- F3Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock.
- F4The restricted stock units vest in three equal annual installments beginning May 5, 2016.