SEC Form 4 · accession 0000899243-18-009862
AMPCO PITTSBURGH CORP · AP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis Berkman Investment CO
10% Owner
Period of report
Apr 9, 2018
Accepted (ET)
Apr 10, 2018 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006176
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Apr 9, 2018 | S | 4,316 | $11.00 | D | 1,313,329 | D | |
| COMMON STOCK | Apr 9, 2018 | S | 400 | $11.05 | D | 1,312,929 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on December 27, 2017 (the "Plan"). The Plan was adopted to allow members of the Berkman family to satisfy liquidity and diversification objectives. Amount of securities beneficially owned in column 5 has been reduced to adjust for an overstatement of 1,266 shares of Common Stock that had been included in prior Form 4 filings.