SEC Form 5 · accession 0001637277-18-000001
LGL GROUP INC · LGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patti A Smith
Officer — Former CFO
Period of report
Dec 31, 2017
Accepted (ET)
Feb 9, 2018 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2018 | P | 3,000 | $4.15 | A | 0 | D | |
| Common Stock | Feb 2, 2018 | P | 2,500 | $3.90 | A | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $4.15 | Feb 2, 2018 | P | 3,000 | D | Mar 15, 2017 | Feb 5, 2018 | Common Stock | 3,000 | 3,000 | D |
| Common StockF1 | $3.90 | Feb 2, 2018 | P | 2,500 | D | Sep 2, 2017 | Feb 5, 2018 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1Expiration adjusted to account for termination of employment.