SEC Form 4 · accession 0001564037-18-000001
LGL GROUP INC · LGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio Visconti
Director
Period of report
Sep 19, 2018
Accepted (ET)
Sep 21, 2018 · 8:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2018 | X | 1,558 | $3.53 | A | 11,001 | D | |
| Common Stock | Sep 19, 2018 | X | 760 | $4.34 | A | 11,761 | D | |
| Common Stock | Sep 19, 2018 | F | 1,200 | $7.33 | D | 10,561 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option | $3.53 | Sep 19, 2018 | X | 1,558 | A | Dec 11, 2017 | Dec 11, 2018 | Common Stock | 1,558 | 0 | D |
| Common Stock Option | $4.34 | Sep 19, 2018 | X | 760 | A | Dec 10, 2017 | Dec 10, 2019 | Common Stock | 760 | 574 | D |