SEC Form 4 · accession 0001437749-26-024529
LGL GROUP INC · LGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Huvane
Officer — EVP - Business Development
Period of report
Jul 15, 2026
Accepted (ET)
Jul 27, 2026 · 4:55 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000061004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 15, 2026 | X | 8,621 | $6.90 | A | 17,242 | D | |
| Common StockF2 | Jul 15, 2026 | X | 1,000 | $6.90 | A | 18,242 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to purchase)F1 | $6.90 | Jul 15, 2026 | X | 8,621 | A | Jun 8, 2026 | Jul 15, 2026 | Common Stock | 8,621 | 0 | D |
Explanation of responses
- F1On June 8, 2026, holders of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), received one subscription right (the "Rights") for each share of Common Stock held by such holder as of June 4, 2026. When exercisable, one (1) Right entitled their holder to purchase one share of Common Stock at an exercise price of $6.90 per share.
- F2The shares shown in this line are the additional shares purchased pursuant to the Over-Subscription Privilege as part of the Rights Offering.