SEC Form 4 · accession 0001239006-18-000002
LGL GROUP INC · LGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Ferrantino
Officer — CEO
Period of report
Aug 14, 2018
Accepted (ET)
Aug 16, 2018 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2018 | A | 1,558 | $3.53 | A | 43,938 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $3.53 | Aug 14, 2018 | X | 1,558 | D | Dec 11, 2015 | Dec 11, 2019 | Common Stock | 1,558 | 0 | D |
Explanation of responses
- F1Exercise of Stock Option