SEC Form 5 · accession 0001209191-18-005472
LGL GROUP INC · LGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Gabelli
Director · 10% Owner
Period of report
Dec 11, 2017
Accepted (ET)
Jan 25, 2018 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 11, 2017 | A | 1,805 | $0.00 | A | 55,285 | D | |
| Common StockF2 | holding | — | — | — | 511,598 | I | Shares held by Ltd. Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This filing does not include the holdings by GGCP, Inc. of 430,977 shares of The LGL Group, Inc., which have been included in the Form 4/A filing of Mario Gabelli, dated November 28, 2017.
- F2These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.