SEC Form 4 · accession 0001140361-16-081185
LGL GROUP INC · LGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Mamazza Jr.
Officer — Vice President and COO
Period of report
Sep 2, 2016
Accepted (ET)
Sep 30, 2016 · 1:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061004
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.90 | Sep 2, 2016 | A | 15,000 | A | — | Sep 2, 2021 | CommonStock | 15,000 | 15,000 | D |
Explanation of responses
- F1These options will vest as follows: 25% will vest on grant date; 25% will vest on the first anniversary of the grant date; 25% will vest on the second anniversary of the grant date; and the remaining 25% will vest on the third anniversary of the grant date.