SEC Form 4 · accession 0000807249-26-000057
LGL GROUP INC · LGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Gabelli
Director · 10% Owner
Period of report
Jul 15, 2026
Accepted (ET)
Jul 28, 2026 · 4:00 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000061004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 15, 2026 | X | 1,854,015 | $6.90 | A | 2,009,121 | D | |
| Common StockF1 | Jul 15, 2026 | X | 1,477,660 | $6.90 | A | 2,378,606 | I | Shares held by Ltd. Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to purchase) | $6.90 | Jul 15, 2026 | X | 114,523 | D | Jun 8, 2026 | Jun 23, 2026 | Common Stock | 114,523 | 0 | D |
| Subscription Rights (right to purchase)F1 | $6.90 | Jul 15, 2026 | X | 764,303 | D | Jun 8, 2026 | Jun 23, 2026 | Common Stock | 764,303 | 0 | I |
Explanation of responses
- F1These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.