SEC Form 4 · accession 0000807249-18-000240
LGL GROUP INC · LGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Gabelli
Director · 10% Owner
Period of report
Dec 19, 2018
Accepted (ET)
Dec 26, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 19, 2018 | A | 1,629 | $6.14 | A | 59,114 | D | |
| Common StockF3 | holding | — | — | — | 764,303 | I | Shares held by Ltd. Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were awarded to the Reporting Person pursuant to the Issuer's Amended and Restated 2011 Incentive Plan.
- F2This filing does not include the holdings by GGCP, Inc. of 476,937 shares of LGL Group, Inc., which have been included in the Form 4 filing of Mario J. Gabelli, dated August 6, 2018.
- F3These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.