SEC Form 4/A · accession 0000807249-17-000212
LGL GROUP INC · LGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Marc Gabelli
Director · 10% Owner
Period of report
Nov 15, 2017
Accepted (ET)
Nov 28, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Nov 15, 2017 | X | 26,239 | $5.50 | A | 53,480 | D | |
| Common StockF2 | Nov 15, 2017 | X | 160,695 | $5.50 | A | 511,598 | I | Shares held by Ltd. Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This filing does not include the holdings by GGCP, Inc. of 430,977 shares of LGL Group, Inc., which have been included in the Form 4/A filing of Mario J. Gabelli, dated November 28, 2017.
- F2These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, is deemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund.
- F3This Amendment is being filed to correct the number of shares the Reporting Person received as a result of the Issuer's rights offering.