SEC Form 4 · accession 0001657971-18-000049
LYDALL INC /DE/ · LDL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D Gurley
Director
Period of report
Dec 18, 2018
Accepted (ET)
Dec 20, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000060977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 18, 2018 | M | 3,325 | $8.65 | A | 51,716 | D | |
| Common StockF2 | Dec 18, 2018 | M | 3,325 | $3.67 | A | 55,041 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Right to Buy | $8.65 | Dec 18, 2018 | M | 3,325 | D | Apr 28, 2011 | Apr 28, 2020 | Common Stock | 3,325 | 0 | D |
| Stock Option Right to Buy | $3.67 | Dec 18, 2018 | M | 3,325 | D | Apr 24, 2010 | Apr 24, 2019 | Common Stock | 3,325 | 0 | D |
Explanation of responses
- F1Represents the exercise of stock options granted on April 28, 2010 at an exercise price of $8.65 under the Issuer's Amended and Restated 2003 Stock Incentive Plan.
- F2Represents the exercise of stock options granted on April 24, 2009 at an exercise price of $3.67 under the Issuer's Amended and Restated 2003 Stock Incentive Plan.