SEC Form 4/A · accession 0001657971-16-000029
LYDALL INC /DE/ · LDL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dale G Barnhart
Officer — President & CEO · Director
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000060977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2014 | A | 6,434 | $0.00 | A | 241,473 | D | |
| Common StockF2 | Feb 28, 2014 | F | 13,468 | $27.15 | D | 228,005 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an increase from the number of Performance Shares granted under the Company's 2012 Stock Incentive Compensation Plan on February 18, 2013, following the certification, on February 18, 2016, by the Compensation Committee of the attainment of the performance criteria set forth in the award in excess of target. The shares covered by this report, as well as the original 32,171 shares underlying the award previously reported on February 18, 2013, vested in full on February 18, 2016.
- F2In conjunction with the vesting on February 18, 2016 of 38,605 performance shares from the Performance Share Award granted on February 18, 2013 and certified on February 18, 2016, 13,468 shares of common stock were surrendered to satisfy tax obligations on the reporting person.