SEC Form 4 · accession 0001472668-15-000014

· LDL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 9, 2015

Accepted (ET)

Mar 10, 2015 · 3:15 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000060977

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 9, 2015	M	2,150	$11.39	A	22,058	D
Common Stock^F2	Mar 9, 2015	M	3,325	$3.67	A	25,383	D
Common Stock^F3	Mar 9, 2015	M	3,325	$8.65	A	28,708	D
Common Stock^F4	Mar 9, 2015	S	8,800	$30.03	D	19,908	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Option Right to Buy^F5	$11.39	Mar 9, 2015	M	2,150	D	Apr 25, 2009	Apr 24, 2018	Common Stock	2,150	D
Stock Option Right to Buy^F5	$3.67	Mar 9, 2015	M	3,325	D	Apr 24, 2010	Apr 23, 2019	Common Stock	3,325	D
Stock Option Right to Buy^F5	$8.65	Mar 9, 2015	M	3,325	D	Apr 28, 2011	Apr 27, 2020	Common Stock	3,325	D

F1Represents the exercise of stock options granted on April 25, 2008 at an exercise price of $11.39 under the Issuer's Amended and Restated 2003 Stock Incentive Compensation Plan.
F2Represents the exercise of stock options granted on April 24, 2009 at an exercise price of $3.67 under the Issuer's Amended and Restated 2003 Stock Incentive Compensation Plan.
F3Represents the exercise of stock options granted on April 28, 2010 at an exercise price of $8.65 under the Issuer's Amended and Restated 2003 Stock Incentive Compensation Plan.
F4The price reported is the weighted average of all the shares sold on March 9, 2015. The shares were sold at varying prices in the range of $30.20 to $30.75. The Reporting Person undertakes, upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5Stock options granted under the Amended and Restated 2003 Stock Incentive Compensation Plan. Options became exercisable at the rate of 25% per year, beginning one year from initial grant date.