SEC Form 4 · accession 0001140361-18-000259
LSB INDUSTRIES, INC. · LXU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel D Greenwell
Officer — CEO and President · Director
Period of report
Dec 29, 2017
Accepted (ET)
Jan 2, 2018 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000060714
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2017 | F | 108,448 | $8.91 | D | 590,512 | D | |
| Common StockF2 | Dec 30, 2017 | A | 308,219 | $8.76 | A | 898,731 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2008 Incentive Stock Plan and/or 2016 Long Term Incentive Plan.
- F2Restricted Stock Award pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. One-third of the award will vest on the first anniversary of the grant date, and each subsequent anniversary, such that 100% of the award shall be vested on the third anniversary of the grant date