SEC Form 4 · accession 0000060667-18-000165
LOWES COMPANIES INC · LOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marshall A Croom
Officer — EVP, Chief Financial Officer
Period of report
Sep 18, 2018
Accepted (ET)
Sep 20, 2018 · 7:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000060667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 18, 2018 | M | 13,500 | $38.38 | A | 63,099 | D | |
| Common StockF1 | Sep 18, 2018 | S | 13,500 | $114.6021 | D | 49,599 | D | |
| Common Stock | Sep 18, 2018 | S | 2,235 | $114.6786 | D | 47,364 | D | |
| Common Stock | Sep 19, 2018 | G | 10,710 | $0.00 | D | 36,654 | D | |
| Common StockF2 | holding | — | — | — | 8,159 | I | by 401(k) Plan | |
| Common Stock | holding | — | — | — | 840 | I | by IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3,F4 | $38.38 | Sep 18, 2018 | M | 13,500 | D | — | — | Common Stock | 13,500 | 13,500 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $114.56 to $114.6603. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of August 31, 2018.
- F3The option vested in three annual installments beginning on March 1, 2014.
- F4This option expires on March 1, 2023.