SEC Form 4 · accession 0000060667-18-000082
LOWES COMPANIES INC · LOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Niblock
Officer — Chairman President & CEO · Director
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 8:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000060667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 2, 2018 | A | 28,710 | $0.00 | A | 525,372 | D | |
| Common StockF2 | holding | — | — | — | 25,483 | I | by 401(k) Plan | |
| Common Stock | holding | — | — | — | 103,920 | I | by GRAT | |
| Common Stock | holding | — | — | — | 93,883 | I | by Spouse | |
| Common Stock | holding | — | — | — | 24,659 | I | by Trust | |
| Common Stock | holding | — | — | — | 24,659 | I | by Trust II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $84.59 | Apr 2, 2018 | A | 118,990 | A | — | Apr 2, 2028 | Common Stock | 118,990 | 118,990 | D |
Explanation of responses
- F1Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on April 2, 2021.
- F2The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of March 30, 2018.
- F3The option vests in three annual installments beginning on April 2, 2019.