SEC Form 4 · accession 0000060667-17-000157
LOWES COMPANIES INC · LOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew V Hollifield
Officer — SVP Chief Accounting Officer
Period of report
Sep 22, 2017
Accepted (ET)
Sep 26, 2017 · 8:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000060667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 22, 2017 | G | 426 | $0.00 | D | 30,750 | D | |
| Common Stock | Sep 22, 2017 | S | 2,520 | $78.2923 | D | 28,230 | D | |
| Common Stock | Sep 22, 2017 | M | 5,333 | $53.13 | A | 33,563 | D | |
| Common StockF1 | Sep 22, 2017 | S | 5,333 | $78.2975 | D | 28,230 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $53.13 | Sep 22, 2017 | M | 5,333 | D | — | Sep 15, 2024 | Common Stock | 5,333 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $78.297 to $78.3001. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The option vested in three annual installments beginning on September 15, 2015.