SEC Form 4 · accession 0000060667-16-000409
LOWES COMPANIES INC · LOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marshall A Croom
Officer — Chief Risk Officer
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 8:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000060667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2016 | G | 8,032 | $0.00 | D | 40,602 | D | |
| Common Stock | Nov 28, 2016 | M | 6,300 | $28.38 | A | 46,902 | D | |
| Common Stock | Nov 28, 2016 | S | 6,300 | $71.5232 | D | 40,602 | D | |
| Common StockF1 | holding | — | — | — | 7,852 | I | by 401(k) Plan | |
| Common Stock | holding | — | — | — | 840 | I | by IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $28.38 | Nov 28, 2016 | M | 6,300 | D | — | Mar 1, 2019 | Common Stock | 6,300 | 12,700 | D |
Explanation of responses
- F1The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of October 31, 2016.
- F2The option vests in three annual installments beginning on March 1, 2013.