SEC Form 4 · accession 0000060667-16-000260
LOWES COMPANIES INC · LOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Niblock
Officer — Chairman President & CEO · Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 12:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000060667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2016 | F | 33,424 | $69.04 | D | 521,246 | D | |
| Common Stock | holding | — | — | — | 24,566 | I | by 401(k) Plan | |
| Common Stock | holding | — | — | — | 24,659 | I | by Son | |
| Common Stock | holding | — | — | — | 93,883 | I | by Spouse | |
| Common Stock | holding | — | — | — | 24,659 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on March 1, 2013.
- F2Direct holdings include 163 shares acquired under the Lowe's Employee Stock Purchase Plan.
Remarks
The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of February 29, 2016. The shares reported as held by Trust, which were previously reported as held by Son-1, have been transferred to a revocable trust for which reporting person serves as the sole trustee. The shares reported as held by Son were previously reported as held by Son-2.