SEC Form 4 · accession 0000060667-15-000051
LOWES COMPANIES INC · LOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marshall A Croom
Officer — Chief Risk Officer
Period of report
Mar 17, 2015
Accepted (ET)
Mar 18, 2015 · 10:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000060667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2015 | S | 8,956 | $74.7616 | D | 53,678 | D | |
| Common Stock | Mar 17, 2015 | M | 12,700 | $28.38 | A | 66,378 | D | |
| Common StockF1 | Mar 17, 2015 | S | 12,700 | $74.8131 | D | 53,678 | D | |
| Common Stock | Mar 17, 2015 | G | 5,835 | $0.00 | D | 47,843 | D | |
| Common Stock | holding | — | — | — | 7,673 | I | by 401(k) Plan | |
| Common Stock | holding | — | — | — | 840 | I | by IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $28.38 | Mar 17, 2015 | M | 12,700 | D | — | Mar 1, 2019 | Common Stock | 12,700 | 25,300 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $74.81 to $74.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The option vests in three annual installments beginning on March 1, 2013.
Remarks
The information provided for the shares held by the 401(k) Plan in this report is based on a plan statement dated as of February 28, 2015.