SEC Form 4 · accession 0001052918-16-001355
GOLDRICH MINING CO · GRMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Vincent
Director
Period of report
Nov 2, 2016
Accepted (ET)
Nov 4, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059860
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred Common Stock Series E | Nov 2, 2016 | P | 10 | $1,000.00 | A | 10 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class R Warrant | $0.045 | Nov 2, 2016 | P | 333,333 | A | Nov 2, 2016 | Nov 2, 2021 | Common Stock | 333,333 | 333,333 | D |