SEC Form 4 · accession 0001052918-15-000585
GOLDRICH MINING CO · GRMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Forza Capital Management, L.L.C.
Director
Period of report
Oct 29, 2015
Accepted (ET)
Nov 6, 2015 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059860
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 29, 2015 | J | 950,159 | $0.0399 | A | 6,561,217 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Atkinson owns 710,909 shares directly. Forza Capital holds 5,707,333 shares of common stock indirectly through the account of Forza Partners, of which Forza Capital is the general partner. Forza Capital receives an allocation of net profits and an asset-based fee from, and owns a partnership interest in, Forza Partners. Mr. Atkinson reports the shares of common stock held indirectly by Forza Capital because, as the managing member of Forza Capital at the time of purchase, he controlled the disposition and voting of the securities.
- F2Forza Capital holds 142,975 shares of common stock indirectly through the account of Forza Partner II, of which Forza Capital is the general partner. Forza Capital receives an allocation of net profits and an asset-based fee from ,and owns a partnership interest in, Forza Partners II. Mr. Atkinson reports the shares of common stock held indirectly by Forza Capital because, as the managing member of Forza Capital at the time of purchase, he controlled the disposition, and voting of the securities.
- F3This disposition is a distribution of shares to fund holders by Forza Partners II, of which Forza Capital is the general partner, which in turn is managed by Mr. Atkinson.