SEC Form 4 · accession 0000899243-18-020590
AMERICAN VANGUARD CORP · AVD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David` T. Johnson
Officer — CFO & Treasurer
Period of report
Jul 23, 2018
Accepted (ET)
Jul 25, 2018 · 7:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005981
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 23, 2018 | S | 9,940 | $20.91 | D | 36,095 | D | |
| Common Stock | Jul 25, 2018 | M | 3,500 | $7.50 | A | 39,595 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION TO BUY | $7.50 | Jul 25, 2018 | M | 3,500 | D | Dec 10, 2013 | Dec 10, 2020 | Common Stock | 25,000 | 21,500 | D |
Explanation of responses
- F11. These shares were sold by reporting person pursuant to 10b5-1 Selling Plan dated as of May 15, 2018, under the terms of which reporting person planned to sell up to 9,940 shares at a fixed price limit.