SEC Form 4 · accession 0000899243-17-001511
AMERICAN VANGUARD CORP · AVD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric G Wintemute
Officer — Chairman & CEO · Director
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 9:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005981
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 17, 2017 | S | 20,000 | $17.01 | D | 900,845 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person sold these shares pursuant to a 10b5-1 selling plan dated as of December 9, 2016 under the terms of which he is to sell up to 20,000 shares per month and up to 100,000 shares over a period of several months; the proceeds of these sales are intended for use in reporting person's acquisition of a primary residence, following the completion of a property settlement under marital dissolution proceedings.
- F2This price reflects the average price of sales made over the course of the trading day; detail on these trades is attached hereto as Exhibit A.