SEC Form 4 · accession 0000899243-16-028334
AMERICAN VANGUARD CORP · AVD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Rizzi
Officer — See Remarks
Period of report
Aug 30, 2016
Accepted (ET)
Sep 1, 2016 · 1:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005981
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2016 | M | 5,000 | $7.50 | A | 32,315 | D | |
| Common Stock | Aug 30, 2016 | S | 5,000 | $17.34 | D | 27,315 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy | $7.50 | Aug 30, 2016 | X | 5,000 | D | Dec 10, 2013 | Dec 10, 2020 | Common | 10,000 | 5,000 | D |
Explanation of responses
- F1Reporting person exercised and sold options in issuer's common stock in order to remit the after-tax proceeds to his ex-spouse as per the terms of a property settlement in a marital dissolution action.
Remarks
VP Operations - AMVAC Chemical Corp.