SEC Form 4 · accession 0001214659-17-001352
LINCOLN NATIONAL CORP · LNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kirkland L Hicks
Officer — EVP & General Counsel
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059558
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 22, 2017 | A | 3,664 | $0.00 | A | 38,035 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $71.70 | Feb 22, 2017 | A | 13,621 | A | Feb 22, 2018 | Feb 22, 2027 | Common Stock | 4,761 | 4,761 | D |
Explanation of responses
- F1Grant of restricted stock units representing a contingent right to receive shares of LNC common Stock. The restricted stock units vest on February 22, 2019.
- F2Includes 707.66 shares acquired through dividend reinvestment since the reporting person's last report.
- F3The option vests in three equal annual installments on February 22, 2018, 2019 and 2020.