SEC Form 4 · accession 0001214659-16-013650
LINCOLN NATIONAL CORP · LNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick S Pittard
Director
Period of report
Sep 9, 2016
Accepted (ET)
Sep 13, 2016 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059558
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2016 | S | 2,082 | $47.6127 | D | 13,115 | D | |
| Common Stock | Sep 12, 2016 | M | 1,327 | $25.78 | A | 14,442 | D | |
| Common Stock | Sep 12, 2016 | M | 1,480 | $30.64 | A | 15,922 | D | |
| Common Stock | Sep 12, 2016 | M | 2,557 | $24.99 | A | 18,479 | D | |
| Common Stock | Sep 12, 2016 | M | 2,936 | $29.54 | A | 21,415 | D | |
| Common Stock | Sep 12, 2016 | S | 8,300 | $46.435 | D | 13,115 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $25.78 | Sep 12, 2016 | M | 1,327 | D | Feb 22, 2011 | Feb 22, 2020 | Common Stock | 1,327 | 1,326 | D |
| Employee Stock Option (Right to Buy) | $30.64 | Sep 12, 2016 | M | 1,480 | D | Feb 23, 2012 | Feb 23, 2021 | Common Stock | 1,480 | 1,480 | D |
| Employee Stock Option (Right to Buy) | $24.99 | Sep 12, 2016 | M | 2,557 | D | Feb 22, 2013 | Feb 22, 2022 | Common Stock | 2,557 | 2,557 | D |
| Employee Stock Option | $29.54 | Sep 12, 2016 | M | 2,936 | D | Feb 28, 2014 | Feb 28, 2023 | Common Stock | 2,936 | 2,936 | D |