SEC Form 4 · accession 0001209191-16-119838
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
LILLY ENDOWMENT INC
10% Owner
Period of report
May 12, 2016
Accepted (ET)
May 13, 2016 · 3:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2016 | S | 184,894 | $75.843 | D | 127,295,910 | D | |
| Common StockF2 | May 12, 2016 | S | 5,106 | $76.60 | D | 127,290,804 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.36 to $76.30, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- F2The price reported in Column 4 is a weighted average price of $76.600. These shares were sold in multiple transactions at prices ranging from $76.41 to $76.67, inclusive.