SEC Form 4 · accession 0000059478-19-000073
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Myles O'Neill
Officer — SVP & Pres., Mfg. Operations
Period of report
Feb 1, 2019
Accepted (ET)
Feb 6, 2019 · 8:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2019 | M | 3,221 | $0.00 | A | 54,175 | I | by spouse |
| Common StockF1 | Feb 1, 2019 | F | 1,491 | $119.86 | D | 52,684 | I | by spouse |
| Common StockF1 | Feb 4, 2019 | A | 4,635 | $120.17 | A | 57,319 | I | by spouse |
| Common Stock | Feb 4, 2019 | A | 8,592 | $120.17 | A | 40,645 | D | |
| Common Stock | holding | — | — | — | 1,180 | I | 401(k) | |
| Common StockF1 | holding | — | — | — | 1,090 | I | 401(k) - by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | — | Feb 1, 2019 | M | 3,221 | D | Feb 1, 2019 | Feb 1, 2019 | Common Stock | 3,221 | 0 | I |
Explanation of responses
- F1Reporting person disclaims beneficial ownership of these shares.
- F2Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.