SEC Form 4 · accession 0000059478-18-000290
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Myles O'Neill
Officer — SVP & Pres., Mfg. Operations
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 10, 2018 | S | 19,300 | $112.72 | D | 56,654 | I | by spouse |
| Common StockF4,F3 | Dec 10, 2018 | S | 5,700 | $113.59 | D | 50,954 | I | by spouse |
| Common Stock | holding | — | — | — | 26,562 | D | ||
| Common Stock | holding | — | — | — | 1,180 | I | 401(k) | |
| Common StockF3 | holding | — | — | — | 1,090 | I | 401(k) - by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $112.37 to $113.34. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Reporting person disclaims beneficial ownership of these shares.
- F4This transaction was executed in multiple trades at prices ranging from $113.45 to $113.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.