SEC Form 4 · accession 0000059478-18-000236
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Myles O'Neill
Officer — SVP & Pres., Mfg. Operations
Period of report
Jan 29, 2018
Accepted (ET)
Sep 24, 2018 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2018 | A | 4,279 | $87.60 | A | 70,638 | I | by spouse |
| Common StockF1 | Feb 1, 2018 | M | 9,596 | $0.00 | A | 80,234 | I | by spouse |
| Common StockF1 | Feb 1, 2018 | F | 4,280 | $81.45 | D | 75,954 | I | by spouse |
| Common StockF1 | holding | — | — | — | 1,086 | I | 401(k) - by spouse | |
| Common Stock | holding | — | — | — | 1,176 | I | 401(k) | |
| Common Stock | holding | — | — | — | 26,562 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 1, 2018 | M | 9,596 | D | Feb 1, 2018 | Feb 1, 2018 | Common Stock | 9,596 | 0 | I |
Explanation of responses
- F1Reporting person disclaims beneficial ownership of these shares.
- F2Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.