SEC Form 4 · accession 0000059478-18-000123
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Susan Mahony
Officer — SVP & Pres., Lilly Oncology
Period of report
Apr 13, 2018
Accepted (ET)
Apr 17, 2018 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 13, 2018 | S | 5,165 | $80.14 | D | 45,652 | D | |
| Common StockF3 | Apr 16, 2018 | S | 17,379 | $80.08 | D | 28,273 | D | |
| Common Stock | holding | — | — | — | 1,738 | I | 401(k) | |
| Common StockF4 | holding | — | — | — | 1,727 | I | 401(k) - by husband | |
| Common StockF4 | holding | — | — | — | 14,874 | I | by husband |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $80.00 to $80.41. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $80.00 to $80.27. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Reporting person disclaims beneficial ownership of these shares.