SEC Form 5 · accession 0000059478-18-000020
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derica W Rice
Officer — EVP-Global Services and CFO
Period of report
Dec 31, 2017
Accepted (ET)
Jan 30, 2018 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2017 | G | 38,292 | $0.00 | D | 0 | D | |
| Common StockF1 | Feb 8, 2017 | G | 38,292 | $0.00 | A | 403,951 | I | by wife |
| Common StockF1 | Oct 30, 2017 | G | 182 | $0.00 | D | 404,573 | I | by wife |
| Common StockF2,F1 | Nov 6, 2017 | G | 8,670 | $0.00 | D | 395,903 | I | by wife |
| Common Stock | holding | — | — | — | 7,577 | I | 401(k) | |
| Common StockF1 | holding | — | — | — | 1,952 | I | 401(k) - by wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person disclaims beneficial ownership of these shares.
- F2The share total has been updated to correctly reflect a gift to the reporting person's spouse, which was previously reported.