SEC Form 4 · accession 0000059478-17-000253
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Lechleiter
Other
Period of report
May 4, 2017
Accepted (ET)
Dec 13, 2017 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2017 | G | 11,072 | $0.00 | D | 823,219 | D | |
| Common StockF1 | May 25, 2017 | G | 387,058 | $0.00 | D | 436,161 | D | |
| Common StockF1,F2 | May 25, 2017 | G | 387,058 | $0.00 | A | 436,160 | I | by wife |
| Common StockF1 | holding | — | — | — | 21,367 | I | 401(k) | |
| Common StockF1,F3 | holding | — | — | — | 22,589 | I | by family limited partnership | |
| Common StockF1,F4 | holding | — | — | — | 72,140 | I | The John C. Lechleiter Spouse and Descendants Trust dtd 11/1/12 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects number of shares owned as of May 31, 2017.
- F2Reporting person disclaims beneficial ownership of these shares.
- F3Family limited partnership of which reporting person and his wife are the general partners. Reporting person disclaim beneficial ownership of shares held by family limited partnership except to the extent of his pecuniary interest therein.
- F4Irrevocable trust for the benefit of reporting person's spouse and children. Spouse is trustee. Reporting person disclaims beneficial ownership of these shares.
Remarks
Reporting person ceased to be a director as of May 31, 2017.