SEC Form 4 · accession 0000059478-17-000174
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leigh Ann Pusey
Officer — SVP, Corp. Affairs & Comm.
Period of report
Jul 5, 2017
Accepted (ET)
Jul 7, 2017 · 9:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jul 5, 2017 | A | 7,256 | A | — | — | Common Stock | 7,256 | 7,256 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.
- F2The restricted stock units vest in three annual installments: 2,394 on July 5, 2018, 2,394 on July 5, 2019, and 2,468 on July 5, 2020.