SEC Form 4/A · accession 0000059478-17-000106
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ralph Alvarez
Director
Period of report
Dec 30, 2016
Accepted (ET)
Feb 23, 2017 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2016 | A | 158 | $0.00 | A | 35,084 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to correct the number of securities as beneficially owned on the original Form 4. Twenty-three (23) shares were inadvertently omitted from the monthly totals between the period of June through December 2016, and also were omitted from one Form 4 filed by the reporting person after the original Form 4.