SEC Form 5 · accession 0000059478-17-000010
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Lechleiter
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 27, 2017 · 11:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2016 | G | 680 | $0.00 | D | 750,508 | D | |
| Common Stock | May 10, 2016 | G | 8,690 | $0.00 | D | 741,818 | D | |
| Common Stock | May 11, 2016 | G | 700 | $0.00 | D | 741,118 | D | |
| Common Stock | May 13, 2016 | G | 3,314 | $0.00 | D | 737,804 | D | |
| Common Stock | May 20, 2016 | G | 740 | $0.00 | D | 737,064 | D | |
| Common Stock | May 24, 2016 | G | 1,110 | $0.00 | D | 735,954 | D | |
| Common Stock | Aug 11, 2016 | G | 18,060 | $0.00 | D | 717,894 | D | |
| Common Stock | Aug 23, 2016 | G | 650 | $0.00 | D | 717,244 | D | |
| Common Stock | Dec 16, 2016 | G | 375 | $0.00 | D | 716,869 | D | |
| Common Stock | holding | — | — | — | 21,102 | I | 401(k) | |
| Common StockF1 | holding | — | — | — | 49,102 | I | by wife | |
| Common StockF2 | holding | — | — | — | 22,589 | I | by family limited partnership | |
| Common StockF3 | holding | — | — | — | 72,140 | I | The John C. Lechleiter Spouse and Descendants Trust dtd 11/1/12 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person disclaims beneficial ownership of these shares.
- F2Family limited partnership of which reporting person and his wife are the general partners. Reporting person disclaim beneficial ownership of shares held by family limited partnership except to the extent of his pecuniary interest therein.
- F3Irrevocable trust for the benefit of reporting person's spouse and children. Spouse is trustee. Reporting person disclaims beneficial ownership of these shares.